Texas State Securities Board

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Texas State Securities Board is a Texas securities regulator. Within Texas State Securities Board, emergency cease-and-desist orders supports work on dealer and adviser licensing. A separate responsibility for investor education remains with Texas State Securities Board. The institutional record for Texas State Securities Board covers investment firm oversight, collective investment regulation, enforcement and sanctions, and cross-border market cooperation. A license or supervisory decision by Texas State Securities Board belongs here when it concerns collective investment regulation; policy material may instead focus on enforcement and sanctions. If cross-border market cooperation falls under another body, do not credit Texas State Securities Board; keep enforcement and sanctions under the formal responsibility of Texas State Securities Board.

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